FreeCourse Logo
FreeCourse.io
Verified CouponsFree CoursesJobsBlog
Categories
Home/Courses/NISM 7 Series VII Securities Operations Mock Test - Advanced
NISM 7 Series VII Securities Operations Mock Test - Advanced
Finance & Accounting100% OFF

NISM 7 Series VII Securities Operations Mock Test - Advanced

Dr. Aniruddh Sahai, Ph.D. (Finance)
0(6 students)
Self-paced
Intermediate

About this course

Prepare for success in the NISM-Series-VII Securities Operations and Risk Management Certification Examination with our expertly designed online mock test. Crafted to closely match the official Test Objectives, this comprehensive practice tool helps you build strong conceptual clarity and exam confidence. Our mock test ensures you gain a deep understanding of every major topic required for the actual examination.Key FeaturesAligned with the Official Syllabus:The mock test thoroughly covers all major Test Objectives across Chapters 1 to 8, allowing you to prepare systematically and effectively.Helpful Hints Included:Each question comes with hints that guide your thought process and enhance topic comprehension.Detailed Answer Explanations:After completing each test, you will receive correct answers along with clear explanations, helping you understand the logic behind every response and improve retention.Test Objectives OverviewChapter 1: Understand Indian Securities Markets, including primary and secondary markets, money market, equity market, derivatives, currency derivatives, and debt market.Chapter 2: Learn about key market participants—investors, issuers, intermediaries, stock exchanges, clearing agencies, depositories—and the regulatory structure governing Indian securities markets.Chapter 3: Study the complete trade life cycle, including broking operations, order management, trade execution, middle and back office functions, IT systems, and regulatory compliance.Chapter 4: Gain clarity on risk management frameworks in the cash and F&O segments, along with compliance procedures, reporting requirements, and the core settlement guarantee fund.Chapter 5: Explore the clearing mechanism, clearing agencies, banks, clearing members/custodians, and the functions of depositories and depository participants.Chapter 6: Understand the settlement process, including settlement cycles, internet-based trading settlement, fund and securities settlement, corporate actions, and auction procedures.Chapter 7: Learn about investor grievance redressal, arbitration mechanisms, and rules related to the Investor Protection Fund/Customer Protection Fund.Chapter 8: Discover value-added broker services such as IPO handling, mutual fund transactions, portfolio management, research roles, depository services, and margin trading.Prepare confidently with our structured mock test and equip yourself with the essential knowledge needed to excel in the NISM-Series-VII Securities Operations and Risk Management Exam.

Begin your preparation today—your success starts here!

Skills you'll gain

Finance Cert & Exam Prepen

Available Coupons

Loading...

Course Information

Level: Intermediate

Suitable for learners at this level

Duration: Self-paced

Total course content

Instructor: Dr. Aniruddh Sahai, Ph.D. (Finance)

Expert course creator

This course includes:

  • 📹Video lectures
  • 📄Downloadable resources
  • 📱Mobile & desktop access
  • 🎓Certificate of completion
  • ♾️Lifetime access
$0$82.99

Save $82.99 today!

Enroll Now - Free

Redirects to Udemy • Limited free enrollments

Share this course

https://freecourse.io/courses/nism-7-series-vii-securities-operations-mock-test-exam-advanced-1

You May Also Like

Explore more courses similar to this one

NISM 12 XII Securities Markets Foundation Mock - Advanced
Finance & Accounting
0% OFF

NISM 12 XII Securities Markets Foundation Mock - Advanced

Dr. Aniruddh Sahai, Ph.D. (Finance)

Prepare confidently for the NISM-Series-XII: Securities Markets Foundation Certification Examination with this comprehensive and exam-focused preparation guide.Whether you are a beginner in the securities markets or looking to enhance your financial knowledge, this mock test provides the right mix of theory, practice questions, and detailed explanations to help you excel in the final NISM exam.Key Features750+ high-quality questions with correct answers and detailed explanationsSpecial mock test on Financial Glossary Terms to strengthen foundational conceptsChapter-wise MCQs aligned with NISM learning outcomesCovers all major topics including securities markets, asset allocation, primary & secondary markets, mutual funds, and derivativesFull-length mock test simulating the real NISM exam environmentDetailed answer rationale to improve understanding and retentionUser-friendly layout for smooth navigation and faster revisionNISM Test Objectives & Learning Outcomes Covered1. Understanding Securities Markets and PerformanceRegulators of securities marketsStructure and role of securities marketsTypes of securities & market participantsTechnological advancements2. Securities, Asset Allocation & Investment ConceptsAsset allocation and diversificationEquity, debt, commodities, hybrid instrumentsFCCBs, government securitiesInvestment processes in equity & debtDerivatives and related concepts3. Primary MarketsPrimary market functionsPublic issue process (equity & debt)Prospectus, allotment, regulationsTypes of public issuesQIP and public issue guidelines4. Secondary MarketsTrading and settlement processMarket structure, orders, brokersClearing corporation & contract notesMargins, corporate actions, STTInvestor rights, obligations, and grievance redressal5. Mutual FundsTypes of mutual fund productsInvestment processesReading MF informationRegulations, charges, commissionsDebt, hybrid, open-ended & solution-oriented schemes6. Derivatives MarketsTypes of derivative productsMarket structure & tradingRisk management in derivativesMarket indicatorsSettlement of futures and options

0.0•0•Self-paced
FREE$77.99
Enroll
NISM 6 - Depositories Operations Exam Mock Tests - Advanced
Finance & Accounting
0% OFF

NISM 6 - Depositories Operations Exam Mock Tests - Advanced

Dr. Aniruddh Sahai, Ph.D. (Finance)

This course is designed to help you effectively prepare for the NISM Series VI – Depositories Operations Certification Examination through comprehensive, exam-oriented mock tests. It covers all key topics as per the latest NISM syllabus, enabling learners to test their conceptual understanding and application skills. Each mock test is structured to simulate the actual exam environment, helping you improve accuracy, speed, and time management. With detailed answer explanations and performance analysis, the course allows you to identify weak areas, strengthen core concepts, and build confidence to successfully clear the NISM Series VI exam on your first attempt.In addition to full-length mock tests, the course includes topic-wise practice questions that help you master individual chapters such as depository participants, account opening, dematerialization and rematerialization, settlement cycles, pledging, corporate actions, and investor grievances. Regular practice through these mock tests ensures better retention of concepts and reduces exam-day anxiety. The course is suitable for beginners as well as working professionals, offering flexible access so you can practice anytime and track your progress consistently until exam day. The structured approach of this course helps learners develop exam temperament, improve decision-making under pressure, and gain the confidence needed to score well in the certification examination.

0.0•0•Self-paced
FREE$84.99
Enroll
NISM Series 21A Portfolio Management Services Mock -Advanced
Finance & Accounting
0% OFF

NISM Series 21A Portfolio Management Services Mock -Advanced

Dr. Aniruddh Sahai, Ph.D. (Finance)

This Mock Test is designed to help learners build a thorough understanding of Portfolio Management Services and gain the expertise required to clear the NISM-Series 21A: Portfolio Management Services (PMS) Distributors Certification Exam with confidence. It covers every Test Objective and Learning Outcome prescribed by NISM, ensuring complete exam readiness.NISM Series 21A Test Objectives & Learning Outcomes Covered1. InvestmentsCapital Preservation, Capital Appreciation, and Current IncomeEquity, Commodities, Real Estate, Fixed Income, Distressed SecuritiesDirect Investments and Managed PortfoliosStructured Products and Other Investment OpportunitiesRisk–Return Relationship, Types of Risks, and Risk PremiumNominal Risk-Free Rate, Real Risk-Free Rate, Expected InflationSaving vs. Investment & Investment vs. Speculation2. Introduction to the Securities MarketPrimary and Secondary MarketRetail ParticipantsSecurities Market OverviewMarket Infrastructure Institutions & Key Intermediaries3. Investing in StocksEquity as an InvestmentDiversification and Equity Risk FactorsEquity Market OverviewFundamental Analysis & Technical AnalysisStock Analysis ProcessRelative Valuation & DCF ModelsIntrinsic Value EstimationCorporate Governance Basics4. Fixed Income SecuritiesTypes and Characteristics of BondsBond Pricing & Bonds with OptionsDuration, Volatility & Interest Rate RiskFixed Income Instruments OverviewDeterminants of Bond Safety5. DerivativesDefinition and Purpose of DerivativesForwards, Futures, Options, and SwapsCommodity and Currency DerivativesDerivatives Market StructureKey Concepts in Derivatives6. Mutual FundsConcept, Role & Working of Mutual FundsTypes of Mutual Fund ProductsScheme Fact SheetsKey Performance MeasuresLegal & Regulatory Framework (SEBI Regulations)Legal Structure of Mutual Funds in IndiaInvestment Process in Mutual Funds7. Role of Portfolio ManagersResponsibilities of a Portfolio ManagerPortfolio Managers in IndiaPMS Organizational StructureTypes of PMSPMS Registration RequirementsInvestor Portfolio Administration8. Operational Aspects of PMSPMS Agreement ContentsDisclosures & Onboarding ProcessDirect Onboarding in PMSPMS Fees, Costs & ExpensesGIPS Standards & Best PracticesInvestor Grievance Redressal9. Portfolio Management ProcessInvestment Policy Statement (IPS)Life Cycle & Psychographic Analysis of InvestorsAssessing Investor Needs & Financial PositionAsset Class Forecasting (Risk & Return)Investment ConstraintsPortfolio RebalancingStrategic vs. Tactical Asset AllocationUnderstanding CorrelationSteps in the Portfolio Management Process10. Performance Measurement & EvaluationRisk & Return Metrics: Alpha, Beta, Sharpe, Treynor, Sortino, Information Ratio, M2CAGR, AMR/GMR, Annualized ReturnsTWRR, MWRR, IRRGross vs. Net ReturnPre-Tax vs. Post-Tax ReturnPortfolio Risk vs. Individual Security RiskTotal & Downside Risk, Semi-VarianceCash Drag Adjusted ReturnAsset & Sector AllocationGIPS Standards & Advertisement GuidelinesDue Diligence & Manager Selection11. TaxationCapital Gains, Dividend, Interest Income & Business IncomeResidential Status & POEMCharacterisation of IncomeSection 9A of Income Tax ActBenefits under Double Tax Avoidance Agreements12. Regulatory, Governance & Ethical AspectsSEBI (Portfolio Managers) Regulations, 2020SEBI (Insider Trading) Regulations, 2015SEBI (PFUTP) Regulations, 2003Prevention of Money Laundering Act (PMLA), 2002Code of Conduct for Portfolio Managers & PMS DistributorsEligible Fund Managers

0.0•2•Self-paced
FREE$80.99
Enroll
FreeCourse LogoFreeCourse

Freecourse.io brings you high-quality online courses with free certificates to help you upskill, boost your career, and achieve your goals anytime, anywhere.

Resources

  • Courses
  • Jobs
  • Categories
  • Features

Company

  • About
  • Blog
  • Contact

Legal

  • Privacy
  • Terms
  • Cookies
  • Licenses

© 2026 FreeCourse. All rights reserved.